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Qualified institutional buyer
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41	September 23, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F St., N.E. Add to Reading List Source URL: www.consumerfed.org Language: English - Date: 2013-09-24 11:11:46 United States securities law Regulation D Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act U.S. Securities and Exchange Commission Qualified institutional buyer Hedge fund United States Securities and Exchange Commission Financial economics Financial regulation
42	Microsoft Word - 750212589_1.DOC Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-01-04 13:31:51 Finance Financial system 73rd United States Congress Financial regulation Investment Securities Act Rule 144A Securities Exchange Act Qualified institutional buyer Financial economics United States Securities and Exchange Commission United States securities law
43	SEPTEMBER 18, 2012 JOBS Act Update ALERT ▪ Contact ▪ Resources ▪ Comments/Questions Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-01-04 13:32:23 Investment United States securities law 73rd United States Congress Financial regulation Regulation D Securities Act Qualified institutional buyer Rule 144A Securities Exchange Act Financial economics United States Securities and Exchange Commission Finance
44	INVESTOR BULLETIN Accredited Investors The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate individual investors about what it means to be an “accredited investor.” Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-09-20 16:45:59 Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Investor Equity Securities offering Institutional investor Qualified institutional buyer Financial economics Finance Investment
45	Corrected to Conform to the Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239 and 242 Release No[removed]; No[removed]; No. IA-3624; File No. S7[removed]RIN 3235-AL34 Eliminating the Prohib Add to Reading List Source URL: knowledgemosaic.com Language: English - Date: 2013-07-24 12:25:03 United States securities law Investment 73rd United States Congress SEC filings Financial regulation Regulation D Securities Act Qualified institutional buyer Rule 144A United States Securities and Exchange Commission Financial economics Finance
46	Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144a Offerings Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2012-08-29 13:30:39 Finance SEC filings Financial regulation 73rd United States Congress Regulation D Securities Act Rule 144A Qualified institutional buyer U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial economics
47	CHANGES TO SEC REGULATION D – DISQUALIFICATION OF BAD ACTORS AND LIFTING OF THE BAN ON GENERAL SOLICITATION FREQUENTLY ASKED QUESTIONS 1. Where can one find information as to the events that disqualify a person from be Add to Reading List Source URL: ofi.louisiana.gov Language: English - Date: 2013-11-06 12:14:43 Finance Business Financial regulation 73rd United States Congress Stock market Regulation D Securities Act Security Qualified institutional buyer United States Securities and Exchange Commission United States securities law Financial economics
48	SEC Proposes Roadmap for Advertising in Securities Offerings September 10, 2012 The US Securities and Exchange Commission ("SEC") has proposed rules eliminating the prohibition against general solicitation and general ad Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-10-31 22:08:16 Investment United States securities law Financial regulation Financial services Regulation D Securities Act SEC filing Qualified institutional buyer Rule 144A Financial economics Finance United States Securities and Exchange Commission
49	CLIENT ADV. - SEC Proposes Rules Lifting Ban on General Solicitation (B1478402).DOCX Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-11-06 20:04:33 United States Securities and Exchange Commission United States securities law Stock market SEC filings Rule 144A Regulation D Securities Act Qualified institutional buyer Form D Financial economics Finance Investment
50	Resolution 13-46: Authorizing a Modification to the Sales Restrictions Approved by the Authority Pursuant to Resolution Nos[removed]Inner City Education Foundation on Behalf of View Park Preparatory Accelerated Charter H Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 12:34:09 Investment Bond Qualified institutional buyer Series E bond Financial adviser Finance Municipal bond Government bonds Financial economics Economics